Protecting Your PracticeISBN: 978-1-57660-053-5
Hardcover
512 pages
October 1997
This is a Print-on-Demand title. It will be printed specifically to fill your order. Please allow an additional 10-15 days delivery time. The book is not returnable.
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—Thomas W. Johnson
Executive Editor, Financial Planning
"There's no part of being a financial adviser that's less
understood, or more troubling, than the legalities of registering
with the SEC and client relations. Protecting Your Practice
offers that rare kind of technical writing that combines a voice
of authority and knowledge that comes from years of dealing
with these issues, with an unmistakable understanding of how
readers feel about the situations they face. It makes the
challenge of being a financial adviser easier."
—Robert Clark
Editor in Chief, Investment Advisor
"Not only did I enjoy reading this book, it was enlightening as
well. This is the most definitive guide on the subject of
protecting your practice. If you do not read it, you do so at your
own peril!"
—Stewart H. Welch, III, CFP, ChFC, AEP
The Welch Group