Corporate Actions: A Guide to Securities Event ManagementISBN: 978-0-470-87066-2
Hardcover
428 pages
March 2006
This is a Print-on-Demand title. It will be printed specifically to fill your order. Please allow an additional 10-15 days delivery time. The book is not returnable.
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In recent years, Michael has worked as head of business consultancy within a global computing services firm, and is now an independent analyst and trainer. Michael’s areas of expertise include all aspects of the fixed income and equity trade lifecycle and related activities, including operational risks and controls. Recent assignments include the offshoring of operational activities to India and operational risk analysis (the Sarbanes Oxley act). In addition, he creates and delivers training courses on the workings of the securities industry and associated operational aspects to audiences around the world.
Michael is author of Securities Operations: A Guide to Trade and Position Management published by John Wiley & Sons, which describes the fundamental components of operational activities from a first-principles perspective.
ELAINE DALGLEISH has spent her working life within the
operational areas of investment banking and stock broking, working
directly for international banking firms and financial software
providers. Elaine’s hands-on experience spans various middle
and back office operational disciplines in multiple markets. Whilst
working directly in investment banking and stock broking, this has
ultimately included the managerial responsibility for a number of
operational areas.
The focal point of Elaine’s working history is the consistent
involvement with Corporate Actions operations, initially with the
manual processing of events as a custodian, and subsequently
working as a Senior Business Analyst, specialising in Corporate
Actions, analysing client requirements, and consulting in process
re-engineering for Tier 1 and 2 investment banks.
As a consequence, Elaine has both observed and been directly
involved in the evolution of global market practices of Corporate
Actions operations and the move to automation.