The New Fiduciary Standard: The 27 Prudent Investment Practices for Financial Advisers, Trustees, and Plan SponsorsISBN: 978-1-57660-183-9
Hardcover
May 2005
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Foreword (Donald B. Trone).
A Summary of the Five Steps and Twenty-Seven Practices.
Preface.
Acknowledgments.
Introduction.
PART ONE: MODERN PORTFOLIO THEORY.
Chapter One: Early Years.
Chapter Two: Practical Applications.
PART TWO: THE FIVE STEPS AND TWENTY-SEVEN PRACTICES.
STEP ONE: Analyze Current Position: Practices 1.1-1.6.
STEP TWO: Diversify—Allocate Portfolio: Practices 2.1-2.5.
STEP THREE: Formalize Investment Policy: Practices 3.1-3.7.
STEP FOUR: Implement Policy: Practices 4.1-4.4.
STEP FIVE: Monitor and Supervise: Practices 5.1-5.5.
APPENDIX I: Sample Investment Policy Statements.
APPENDIX II: Subsequent Performance of Mutual Funds: Past Winners' Uncertain Future.
NOTES.
Continuing-Education Exam for CFP Continuing-Education Credit and PACE Recertification Credit.
INDEX.