Implementing Financial Regulation: Theory and Practice

Acknowledgements.

1. Regulation in context.

2. Aligning risk and regulation: FSA’s risk-based operating framework.

3. Regulation within the regulated firm: legislation and rules.

4. Senior management regulation: evidence and practice since N2.

5. The wider regulatory and legal context for senior management.

6. Regulation and the emergence of the financial citizen.

7. An illustrated critique of meta regulation and concluding comments.

Index.