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NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice

ISBN: 978-0-470-12632-5
Hardcover
336 pages
June 2007
List Price: US $49.95
Government Price: US $25.47
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NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice (0470126329) cover image

The right brain guide to NASD compliance for Registered Representatives

This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.

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